Compliance in Financial Institutions

Non-compliance has dire consequences, like regulatory penalties, sanctions, risk of fraud, other financial losses and huge reputational losses for the organization. To improve compliance level in any organisation, compliance function must be supported by a healthy compliance culture within the organization. A health compliance culture can be sustained only if everyone in the organization is well aware and concerned about it and compliance is trated as an integral part of the business. State Bank Academy trains professionals from in and around India in the field of compliance. Our core strength lies in experienced faculties, who are professional bankers with hands on experience of working in this domain. This course will delve in to various principles, standards and procedures relating to compliance function consistent with the Global Compliance perspective and is aimed at improving the compliance level and developing a compliance culture in banks/financial institution.

• This course aims to give learners a systematic overview and Important Compliance Function & Compliance Risk.
• Learners will get to know the various sources of compliance risk and the strategies to manage those risks.
• The learners will gain deeper insights on global standards of compliance and create a compliance culture in their organization.2